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Handbook for Research
Section II: Guidelines for the Conduct of Research
Special Research Concerns
1. Human Subjects
Conducting research involving patients or normal volunteers
is a privilege. All human research at the Mount Sinai School
of Medicine, whether supported by federal, non-federal or
intramural funds, is governed by federal and local government
regulations and other ethical considerations that are encompassed
in the policies of the Institutional Review Board (IRB). These
policies, and the required consent forms, are incorporated
into the IRB Policy Guide Manual. The manual is meant both
to assist investigators in preparing research applications,
and to serve as a guide to all individuals who participate
in research on human subjects. An important requirement is
that at least one member of the research team must be fully
trained in the conduct of such research, and that this individual
can and will assume full responsibility for the conduct of
the research and mentorship of less experienced co-workers.
An essential aspect of clinical research is the safeguarding
of subjects. It is the responsibility of all investigators
who conduct research involving humans to familiarize themselves
with and abide by all of the relevant guidelines. Copies of
the relevant federal regulations and the IRB policy manual
are available in the Grants and Contract Office. No research
project involving human subjects can be initiated without
written IRB approval. Failure to adhere to the regulations
is considered scientific misconduct at the Mount Sinai School
of Medicine.
2. Animals
The Mount Sinai School of Medicine has a longstanding program
for ensuring that experimental animals are treated humanely,
and maintained under conditions that keep them as healthy
and comfortable as possible. The proper treatment of animals
is both an expression of humane feelings and essential for
the success of biomedical research. Use of animals that are
ill, malnourished, stressed or in great pain can create variables
that are not incorporated in the experimental design.
Under the Animal Welfare Act (AWA) and U.S. Public Health
Service (PHS) policies, each institution is required to appoint
an Institutional Animal Care and Use Committee (IACUC). Charged
with assuring compliance with the AWA and with the PHS "Guide
for the Care and Use of Laboratory Animals", the IACUC
establishes institutional programs for good veterinary care
and sets detailed policies for procedures (e.g., euthanasia,
anesthesia, and surgery) that will minimize the discomfort
or pain of laboratory animals. All research projects involving
animals, whether supported by outside (federal, state, or
private) agencies or internal funds, require prior IACUC approval
and will be subjected to periodic checks. Researchers are
encouraged to discuss problems and concerns with members of
the IACUC. Non-compliance with the regulations constitutes
scientific misconduct, and jeopardizes the use of animals
throughout the institution.
It is the responsibility of the principal investigator
or laboratory chief to educate, both explicitly and by good
example, junior staff and trainees in the proper and humane
use of animals. Trainees should also be made aware of sensitive
issues involved in the use of animals in research.
3. Hazardous Materials
The rules and precautions that must be observed in the
conduct of research involving biohazardous agents are outlined
in manuals issued by the Mount Sinai Medical Center's Chemical
Safety, Radiation Safety, and Infectious Control offices.
These offices are responsible for developing and monitoring
of institutional safety programs. In the day-to-day conduct
of research, the principal investigator or laboratory supervisor
is responsible for implementing the rules and practices necessary
to protect the health of personnel and to avoid contamination
of the environment with radioactivity, carcinogens, and other
hazardous substances, including infectious agents or potentially
harmful recombinant DNA molecules. A particularly important
principle is that students, assistants, or inexperienced postdoctoral
investigators should not be given tasks involving the use
of potentially hazardous agents without explicit instruction
about necessary precautions. Even after indoctrination in
the proper use of such agents, the work of trainees should
be carefully supervised.
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